Job Purpose
- Assist in creating guidelines for investment products, support compliance inspections, review financial reports, communicate findings, respond to inquiries, contribute to departmental reporting, address complaints, and support investment-related projects.
Major Accountabilities & Responsibilities
- Contribute to the development of regulatory standards for Collective Investment Schemes.
- Assist with inspections, prepare reports, and communicate findings to market operators on timely basis.
- Monitor compliance through review of statutory returns.
- Prepare sanction letters for non-compliance issues.
- Provide support for internal and external stakeholders.
- Provide inputs for the Unit's section of departmental reports.
- Assist in the complaint resolution process.
- Respond to correspondence and inquiries from market operators.
- Represent the Commission at annual general meetings investors meetings, and other relevant stakeholder engagements and prepare reports to management.
- Provide input into project management undertaken in the Investment Management Department
- Perform other duties within the scope and intent of the job as required from time to time
Educational Qualification and Experience
- A minimum of a First Degree in Business Administration, Finance, Economics, or relevant field from an accredited tertiary institution.
- GISI/GSE Course Certification will be an added advantage
- A minimum 1-year relevant working experience
Competencies Required
- Strong understanding and knowledge of the capital market industry, legal framework, products and services and the role of market participants
- Strong understanding of emerging trends in the financial industry
- Strong Computer and IT Literacy (Word, Excel, Power Point, etc.)
- Strong Analytical and review skills.
- Excellent communication skills
- Excellent presentation and facilitation skills
- Excellent interpersonal skills.
- Trustworthiness – ability to conduct self in a manner which elicits trust, respect, and confidence.
- Ability to work under pressure and meet deadlines.
- Strong ethical and professional skills.
Salary
Competitive
Monthly based
Location
Accra, Greater Accra Region, Ghana
Job Overview
Location
Accra, Greater Accra Region, Ghana